Stephanie Ames is a registered investment advisor, based in Montgomery, AL, with 21 years of industry experience.
Location
1930 Berryhill Rd, Montgomery, AL, 36117
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Command Brokerage Services, INC.Broker
January 2026 - Present · 4 mos
First Command Advisory Services
January 2026 - Present · 4 mos
Previous Registrations
Raymond James & Associates, INC.
March 2020 - January 2025 · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
March 2020 - January 2025 · 4 yrs 10 mos
First Command Advisory Services
July 2016 - April 2019 · 2 yrs 9 mos
First Command Financial Planning, INC.Broker
May 2016 - April 2019 · 2 yrs 11 mos
Bb&t Investment Services, INC.Broker
November 2013 - March 2016 · 2 yrs 4 mos
Bb&t Investment Services, INC.
November 2013 - March 2016 · 2 yrs 4 mos
First Command Financial Planning, INC.
May 2011 - November 2013 · 2 yrs 6 mos
First Command Financial Planning, INC.Broker
May 2011 - November 2013 · 2 yrs 6 mos
Invest Financial CorporationBroker
January 2010 - April 2011 · 1 yr 3 mos
Invest Financial Corporation
December 2009 - April 2011 · 1 yr 4 mos
Synovus Securities, INC.
September 2007 - January 2008 · 4 mos
Synovus Securities, INC.Broker
September 2005 - January 2008 · 2 yrs 4 mos
First Command Financial Planning, INC.Broker
January 2001 - September 2005 · 4 yrs 8 mos
State Registrations3 states
ALFLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.