Robert Eaton
Robert Eaton is a registered investment advisor at Northern Trust Investments, Incorporated, based in New York, NY, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 41,475 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NTI offers investment management services through separately managed accounts. Fees are charged as a percentage of the assets managed. The specific percentage varies depending on the investment strategy used:
- Third-Party Strategies: Up to 1.00% per year
- Quantitative Equity: Up to 0.65% per year
- Passive Equity: Up to 0.30% per year
- Fixed Income: Up to 0.45% per year
- Tax Advantaged Long/Short Equity: Up to 1.50% per year
- Cash Management: Up to 0.12% per year
- Multi-Asset Class: Up to 0.50% per year
Fees are invoiced quarterly, monthly, or as stated in the client's agreement.
Location
390 Park Avenue, 2nd Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a partner in 492 Partners, an investment property for rental income, since 2013. He spends minimal time on this activity.
Employment History
Current Registrations
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Northern Trust Securities, INC.
Previous Registrations
Bondbloxx
Foreside Fund Services, LLCBroker
Blackrock Financial Management, INC
Blackrock Investments, LLCBroker
Fam Distributors, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.