Jon Throndson is a registered investment advisor, based in Chicago, IL, with 24 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLC
January 2021 - Present · 5 yrs 4 mos
Nuveen Asset Management, LLC
January 2021 - Present · 5 yrs 4 mos
Nuveen Securities, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Nuveen Asset Management, LLC
April 2011 - August 2020 · 9 yrs 4 mos
Nuveen Securities, LLCBroker
January 2011 - August 2020 · 9 yrs 7 mos
Quasar Distributors, LLCBroker
January 2008 - January 2011 · 3 yrs
Raymond James Financial Services, INC.Broker
March 2005 - October 2007 · 2 yrs 7 mos
Edward JonesBroker
December 2001 - March 2005 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 2001 - November 2001 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.