Ruben Lesmes is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
RBC Capital Markets, LLC
January 2014 - May 2015 · 1 yr 4 mos
RBC Capital Markets, LLCBroker
January 2014 - May 2015 · 1 yr 4 mos
Barclays Capital INC.Broker
March 2011 - February 2014 · 2 yrs 11 mos
Barclays Capital INC.
March 2011 - February 2014 · 2 yrs 11 mos
Hsbc Securities (USA) INC.
July 2010 - February 2011 · 7 mos
Hsbc Securities (USA) INC.Broker
December 2005 - February 2011 · 5 yrs 2 mos
Lasalle Financial Services, INC.Broker
December 2000 - November 2005 · 4 yrs 11 mos
State Registrations10 states
CADEFLILMANYSDTXVAVirgin Islands
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.