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Glenn Griffin

25 Years of Experience
Jourdanton, TX
Broker

Glenn Griffin is a registered investment advisor at LPL Financial LLC, based in Jourdanton, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1301 Oak Street, Jourdanton, TX, 78026

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Glenn is a director at Griffin Asset Management LLC since 2009 and operates under the DBA 1st Financial Advisors, dedicating about half of his time to this since 2018. He also runs a business as a seller on Amazon, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 10 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 10 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 10 mos
Previous Registrations
Investment Centers of America, INC.
May 2013 - November 2017 · 4 yrs 6 mos
Investment Centers of America, INC.Broker
May 2013 - November 2017 · 4 yrs 6 mos
Investment Professionals, INC.
August 2004 - June 2013 · 8 yrs 10 mos
Investment Professionals, INC.Broker
August 2004 - June 2013 · 8 yrs 10 mos
A. G. Edwards & Sons, INC.
September 2002 - September 2004 · 2 yrs
A. G. Edwards & Sons, INC.Broker
January 2001 - September 2004 · 3 yrs 8 mos
State Registrations6 states
COINMOSCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Glenn Griffin - Financial Advisor | TrueAdvisor