James O'connor is a CFA, CFP-designated registered investment advisor at 1919 Investment Counsel, LLC, based in San Francisco, CA, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 5,169 clients with $26B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $10.0M | 0.70% |
| $10.0M - $40.0M | 0.50% |
| $40M+ | 0.40% |
Standard fee schedule shown is for individual equity and balanced accounts. Fixed income accounts have a separate lower schedule starting at 0.50%. Fees may vary based on prior schedules, wrap fee programs, or relationship size.
Fee Estimator
Location
49 Stevenson Street, Suite 1075, San Francisco, CA, 94105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
1919 Investment Counsel, LLC
Previous Registrations
Rand & Associates
Aster Investment Management CO INC
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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