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Aron Thompson

25 Years of Experience
Seattle, WA
Broker

Aron Thompson is a registered investment advisor at D.A. Davidson & CO., based in Seattle, WA, with 25 years of industry experience. Aron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Columbia Center, 701 5th Avenue, Suite 4050, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
June 2018 - Present · 7 yrs 11 mos
D.A. Davidson & CO.
June 2018 - Present · 7 yrs 11 mos
D.A. Davidson & CO.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - June 2018 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - June 2018 · 10 yrs 8 mos
A. G. Edwards & Sons, INC.
April 2001 - October 2007 · 6 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
January 2001 - October 2007 · 6 yrs 9 mos
State Registrations2 states
MAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.