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Megan Dupre-Keating

Janney Montgomery Scott LLC
25 Years of Experience
Lewes, DE
1 DisclosureBroker
View SEC Summary
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Megan Dupre-Keating is a registered investment advisor at Janney Montgomery Scott LLC, based in Lewes, DE, with 25 years of industry experience. Megan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1336 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12001 Old Vine Blvd., Unit #106, Lewes, DE, 19958

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Megan is a member of the Board of Governors at Waynesborough Country Club, dedicating a few hours per week. She also volunteers at Episcopal Academy Parent's Association and jointly owns two rental properties, spending minimal time on each activity.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
January 2020 - Present · 6 yrs 9 mos
Janney Montgomery Scott LLC
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2020 · 10 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2020 · 10 yrs 7 mos
Citigroup Global Markets INC.
January 2009 - June 2009 · 5 mos
Citigroup Global Markets INC.Broker
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2002 - January 2009 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2001 - January 2009 · 7 yrs 11 mos
State Registrations31 states
AZCACOCTDCDEFLGAIDKYLAMAMDMEMIMNMONCNJNVNYOHORPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Megan Dupre-Keating - Financial Advisor | TrueAdvisor