James David
James David is a registered investment advisor at Stratos Wealth Partners, LTD, based in Lexington, SC, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.
With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.
A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
801 N. Lake Dr, STE 200, Lexington, SC, 29072
Get directionsHistory
Regulatory History (3)
Judgment / Lien
October 2019Judgment / Lien
March 2018Criminal
October 2003Other Business ActivitiesSells Insurance
James is an agent licensed with various carriers, conducting the sale and service of fixed insurance products, dedicating nearly full-time hours to this activity. He also provides investment advisory services through Stratos Wealth Partners, LTD and is associated with David Wealth Management Group, spending significant time on these investment-related activities, and has a business entity for tax/investment purposes.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.