JM
CFP
JM
CFP
John Mayfield
25 Years of Experience
Louisville, KY
2 DisclosuresBrokerSells Insurance
John Mayfield is a CFP-designated registered investment advisor, based in Louisville, KY, with 25 years of industry experience.
Location
1728 Gagel Ave, Louisville, KY, 40216
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Regulatory History (2)
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Customer Dispute
August 2009Settled
Regulatory
January 1999Final
Other Business ActivitiesSells Insurance
John is involved in several business activities, including Davis Financial Services, Inc. (full-time), Kentucky Collaborative Family Network (treasurer, a few hours per week), James A Mayfield Estate (executor, minimal time), Davis, Mayfield and Associates (financial advisor and insurance agent, a few hours per week each).
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
November 2013 - September 2022 · 8 yrs 10 mos
First Allied Advisory Services, INC.
November 2013 - November 2020 · 7 yrs
Next Financial Group, INC.
April 2010 - November 2013 · 3 yrs 7 mos
Next Financial Group, INC.Broker
November 2006 - November 2013 · 7 yrs
Raymond James Financial Services, INC.Broker
May 2003 - November 2006 · 3 yrs 6 mos
Edward JonesBroker
January 2001 - May 2003 · 2 yrs 4 mos
State Registrations7 states
FLILINKYMTOHTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.