Jon Smith
Jon Smith is a ChFC-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 23 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
501 N. Broadway, St. Louis, MO, 63102
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Edward Jones
Edward JonesBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin Zawodniak, CFPStifel, Nicolaus & Company, Incorporated
- Alec Hubbard, CFA, CFPStifel, Nicolaus & Company, Incorporated
- Andrew Johnson, ChFCStifel, Nicolaus & Company, Incorporated
- William Milnes, CFPStifel, Nicolaus & Company, Incorporated
- Timothy Howard, CFAStifel, Nicolaus & Company, Incorporated
- Michael McnameeStifel, Nicolaus & Company, Incorporated