Jay Kim
Jay Kim is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Sacramento, CA, with 21 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Sacramento, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
June 2022Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Jay owns JJE Enterprises since 2019, dedicating minimal time. Jay is also an advisory representative of CIRA, spending full-time hours, and owns Gateway Financial Advisors and Gateway Insurance Group, spending a few hours per week on each. Finally, Jay is an Investment Advisor Representative for Gateway Financial Advisors, LLC, spending nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Strategic Wealth Advisors Group
LPL Financial LLC
LPL Financial LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.