RM
RM

Roger Mason

25 Years of Experience
Madison, CT
Broker

Roger Mason is a registered investment advisor at Morgan Stanley, based in Madison, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

741 Boston Post Road, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roger is a minority owner in Allied Properties, Inc., a family business owning rental property, since 2014. He also owns real estate rental property in Clinton, CT, dedicating minimal time to it after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
December 2000 - June 2009 · 8 yrs 6 mos
State Registrations40 states
AZCACOCTDCDEFLGAIAIDILINKSMAMDMEMIMNMOMSMTNCNHNJNVNYOHOKORPARISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.