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Khari Smith

24 Years of Experience
Charlotte, NC
Broker

Khari Smith is a registered investment advisor at Blackrock Investment Management, LLC, based in Charlotte, NC, with 24 years of industry experience. Khari operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Blackrock Investment Management, LLC
June 2023 - Present · 3 yrs 1 mo
Blackrock Investments, LLC
May 2023 - Present · 3 yrs 2 mos
Blackrock Investments, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Nuveen Asset Management, LLC
January 2021 - February 2023 · 2 yrs 1 mo
Nuveen Securities, LLCBroker
November 2020 - February 2023 · 2 yrs 3 mos
Aqr Investments, LLCBroker
January 2019 - October 2020 · 1 yr 9 mos
Alps Distributors, INC.Broker
November 2014 - December 2018 · 4 yrs 1 mo
Wells Fargo Advisors, LLC
December 2012 - October 2014 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
December 2012 - October 2014 · 1 yr 10 mos
Nationwide Securities, LLC
June 2011 - September 2012 · 1 yr 3 mos
Nationwide Investment Services CorporationBroker
July 2010 - September 2012 · 2 yrs 2 mos
Northern Trust Securities, INC
September 2006 - December 2009 · 3 yrs 3 mos
Northern Trust Securities, INC.Broker
September 2006 - June 2010 · 3 yrs 9 mos
Phoenix Equity Planning CorporationBroker
May 2005 - August 2006 · 1 yr 3 mos
Symetra Investment Services, INC.Broker
August 2001 - May 2005 · 3 yrs 9 mos
Safeco Securities, INC.Broker
December 2000 - July 2001 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.