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John Sweeney

25 Years of Experience
Scranton, PA
Broker

John Sweeney is a registered investment advisor at Morgan Stanley, based in Scranton, PA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 North Washington Avenue, Suite 201, Scranton, PA, 18503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a trustee for his niece's trust since 2002 and co-owns rental properties in Florida and Pennsylvania since 2015 and 2016, respectively, dedicating minimal time to each. He also serves on the Board of Trustees and Finance Committee for the University of Scranton, spending a few hours per week on these activities.

Employment History
Current Registrations
Morgan Stanley
October 2024 - Present · 1 yr 9 mos
Morgan StanleyBroker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Advisors
September 2016 - October 2024 · 8 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
December 2008 - October 2024 · 15 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
February 2001 - April 2007 · 6 yrs 2 mos
State Registrations21 states
AKAZCACODEFLILINMAMDMNMSNCNJNYOHORPARITXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Sweeney - Financial Advisor | TrueAdvisor