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Scarlett Tompkins

21 Years of Experience
Brunswick, GA
Broker

Scarlett Tompkins is a registered investment advisor at Allstate Financial Advisors, LLC, based in Brunswick, GA, with 21 years of industry experience. Scarlett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.

Compensation
N/A
Firm Size
336 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.

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Location

3421 Cypress Mill Rd Ste 4, Brunswick, GA, 31520-2876

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allstate Financial Advisors, LLC
December 2016 - Present · 9 yrs 5 mos
Allstate Financial Services, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Primerica Advisors
May 2012 - December 2014 · 2 yrs 7 mos
PFS Investments INC.Broker
May 2012 - December 2014 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
September 2007 - May 2010 · 2 yrs 8 mos
Ameriprise Financial Services, INC.Broker
September 2007 - May 2010 · 2 yrs 8 mos
Suntrust Investment Services, INC.
September 2005 - July 2007 · 1 yr 10 mos
Suntrust Investment Services, INC.Broker
February 2001 - July 2007 · 6 yrs 5 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scarlett Tompkins - Financial Advisor | TrueAdvisor