Shawn Hittman is a registered investment advisor, based in Waukesha, WI, with 24 years of industry experience.
Location
20720 Watertown Road, Suite 140A, Waukesha, WI, 53186
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services Advisors, INC
December 2020 - Present · 5 yrs 7 mos
Previous Registrations
Freedom Wealth Alliance
May 2014 - February 2021 · 6 yrs 9 mos
LPL Financial LLCBroker
May 2014 - December 2020 · 6 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
June 2008 - May 2014 · 5 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2008 - May 2014 · 5 yrs 11 mos
Edward JonesBroker
April 2001 - June 2008 · 7 yrs 2 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.