Fraley Carlton
Fraley Carlton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Moultrie, GA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
27 E. Central Avenue, Moultrie, GA, 31768
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fraley is getting a life insurance policy for himself and will act as the agent and owner, dedicating minimal time to this. He also serves as the recording secretary for his family's farm, Carlton Farms Inc., and owns Seed Investments LLC, which leases properties to his DBA, Pentas Wealth Management, LLC; each of these activities requires minimal time. Fraley is also the independent branch owner and employee of Pentas Wealth Management, LLC, dedicating about half of his time to this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations16 states
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