JM
JM
James Mugno
24 Years of Experience
Jupiter, FL
1 DisclosureBroker
James Mugno is a registered investment advisor at T. Rowe Price Associates, INC., based in Jupiter, FL, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B
Fee Structure
Minimum Investment:$50M
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Jupiter, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2002Settled
Employment History
Current Registrations
T. Rowe Price Associates, INC.
February 2019 - Present · 7 yrs 5 mos
T. Rowe Price Investment Services, INC.
July 2018 - Present · 8 yrs
T. Rowe Price Investment Services, INC.Broker
July 2018 - Present · 8 yrs
Previous Registrations
T. Rowe Price Advisory Services, INC.
December 2018 - February 2019 · 2 mos
T. Rowe Price Advisory Services, INC.
September 2018 - November 2018 · 2 mos
Oppenheimerfunds Distributor, INC.Broker
June 2006 - June 2018 · 12 yrs
Citicorp Investment Services
November 2004 - May 2006 · 1 yr 6 mos
Citicorp Investment ServicesBroker
November 2001 - May 2006 · 4 yrs 6 mos
Sands Brothers & CO., LTD.Broker
March 2001 - August 2001 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.