EK
EK

Eileen Kain

24 Years of Experience
Morristown, NJ
Broker

Eileen Kain is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Morristown, NJ, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

360 Mount Kemble Avenue, Morristown, NJ, 07960

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Eileen works as an associate/employee at 1792 Wealth Advisors, supporting financial advisors and their books of business. This takes about half of her time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Montgomery Wealth Management, LLC
November 2019 - December 2021 · 2 yrs 1 mo
M. S. Howells & CO.Broker
November 2019 - June 2021 · 1 yr 7 mos
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley & CO. Incorporated
November 2007 - June 2009 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
November 2007 - June 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
December 2005 - December 2007 · 2 yrs
A. G. Edwards & Sons, INC.Broker
December 2005 - December 2007 · 2 yrs
Morgan Stanley
March 2005 - November 2005 · 8 mos
Morgan Stanley Dw INC.Broker
February 2001 - November 2005 · 4 yrs 9 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eileen Kain - Financial Advisor | TrueAdvisor