DR
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Daniella Rand
24 Years of Experience
San Francisco, CA
8 Disclosures
Daniella Rand is a registered investment advisor at Rand Group Financial, based in San Francisco, CA, with 24 years of industry experience. Daniella operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $39M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
20 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$38.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 2.20% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
San Francisco, CA
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Regulatory History (8)
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Regulatory
February 2025Final
Regulatory
October 2024Final
Employment Separation After Allegations
October 2023Employment Separation After Allegations
June 2022Judgment / Lien
May 2022Financial
March 2022Final
Judgment / Lien
December 2021Employment Separation After Allegations
March 2017Employment History
Current Registrations
Rand Group Financial
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Global Assets Advisory, LLC
August 2022 - October 2023 · 1 yr 2 mos
International Assets Advisory, LLCBroker
June 2022 - October 2023 · 1 yr 4 mos
International Assets Investment Management, LLC
June 2022 - October 2023 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2017 - July 2022 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2017 - July 2022 · 5 yrs 3 mos
Morgan Stanley
June 2009 - March 2017 · 7 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2017 · 7 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2002 - April 2007 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
State Registrations2 states
CAFL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.