DS
ChFC
DS
ChFC

David Allen Spiker

51 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,745 clients
Average Client Portfolio
$486K average
Assets Under Management
$1.8B

Fee Structure

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Location

12100 Sunset Hills Road, Suite 100, Reston, VA, 20190

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David owns an insurance brokerage since 1986, dedicating a few hours per week. He is also a trustee on a family trust account and does business as Advanced Financial Concepts.

Employment History
Current Registrations
Capitol Securities Management, INC.
June 1994 - Present · 31 yrs 8 mos
Capitol Securities Management, INC.Broker
March 1986 - Present · 39 yrs 11 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
October 1986 - February 2000 · 13 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
October 1986 - February 2000 · 13 yrs 4 mos
Lincoln National Pension Insurance CompanyBroker
October 1986 - January 1989 · 2 yrs 3 mos
Capital Analysts, IncorporatedBroker
May 1974 - April 1986 · 11 yrs 11 mos
State Registrations24 states
AZCACODCDEFLGAKYMAMDMEMSNCNJNMNVNYORPASCTXVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Allen Spiker - Financial Advisor | TrueAdvisor