Scott Brown
Scott Brown is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Pasadena, CA, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
155 N. Lake Avenue, Suite 700, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2026Customer Dispute
April 2020Customer Dispute
March 2020Other Business ActivitiesSells Insurance
Scott is involved in several business activities, including health and commercial insurance sales, financial services through Rabco Financial & Insurance Services, building rental through Rabco Investors LLC, and providing tax, audit, and consulting services as a partner at Roger A Brown & Co, LLP. He also acts as an NMLS agent for Back Bay Funding, Inc. and agent for service for accounting clients, dedicating a full-time commitment to the accounting firm and about a quarter of his time to financial services.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.