Young Kim is a registered investment advisor at Anacapa Financial, LLC, based in Ventura, CA, with 18 years of industry experience. Young operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 182 clients with $69M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
182 clients
Average Client Portfolio
$378K average
Assets Under Management
$68.7M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable for accounts over $10,000,000.01.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1363 Donlon Street, #5, Ventura, CA, 93003
Get directionsHistory
Regulatory History (1)
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Financial
September 2018Final
Employment History
Current Registrations
Anacapa Financial, LLC
October 2025 - Present · 7 mos
Previous Registrations
J. Alden Associates, INC.Broker
May 2023 - October 2024 · 1 yr 5 mos
Alden Investment Group
May 2023 - October 2024 · 1 yr 5 mos
Ameriprise Financial Services, LLC
August 2021 - February 2023 · 1 yr 6 mos
Ameriprise Financial Services, LLCBroker
August 2021 - February 2023 · 1 yr 6 mos
Cuso Financial Services, L.P.
November 2016 - August 2021 · 4 yrs 9 mos
Cuso Financial Services, L.P.Broker
November 2016 - August 2021 · 4 yrs 9 mos
Wescom Financial Services, LLC
August 2013 - November 2016 · 3 yrs 3 mos
Wescom Financial ServicesBroker
December 2012 - November 2016 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - September 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - September 2012 · 11 mos
Wescom Financial ServicesBroker
September 2004 - March 2008 · 3 yrs 6 mos
Cuso Financial Services, L.P.Broker
May 2003 - September 2004 · 1 yr 4 mos
Sunamerica Capital Services, INC.Broker
November 2001 - October 2002 · 11 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.