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John Spooner

65 Years of Experience
Boston, MA
Broker

John Spooner is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 65 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

28 State Street 26th Floor, Boston, MA, 02109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a contributing editor for Boston Magazine since 2008, spending minimal time on this. He also works as an author, writing books and articles, dedicating a few hours per week.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1977 - July 1993 · 15 yrs 8 mos
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Shearson Hayden Stone INC.Broker
November 1974 - November 1976 · 2 yrs
Hayden Stone INC.Broker
October 1973 - November 1974 · 1 yr 1 mo
H. Hentz & CO., INC.Broker
July 1960 - October 1973 · 13 yrs 3 mos
State Registrations36 states
ALARAZCACOCTDCFLGAILLAMAMDMEMIMSMTNCNHNJNMNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.