Kevin Sullivan
Kevin Sullivan is a registered investment advisor at LPL Financial LLC, based in Stoneham, MA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
359 Main St, Stoneham, MA, 02180
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2014Other Business Activities
Kevin owns and manages rental real estate properties, dedicating minimal time to this activity. He also works full-time as an advisor for Salem Five Wealth Management and Trusts, managing LPL Financial accounts and referring clients to the trust/wealth management department.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Cco Investment Services CORP.Broker
Cco Investment Services CORP.
LPL Financial LLC
LPL Financial LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
Signator Investors, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.