Brian Asper is a registered investment advisor, based in Ephrata, PA, with 25 years of industry experience.
Location
860 N Reading Road, Ephrata, PA, 17522
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian operates under the dba Pathway Financial Group as a financial advisor, dedicating full-time hours to meeting with clients and providing financial services. He also has business relationships with Vision Financial Services and owns rental real estate, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Concourse Financial Group Securities, INC.Broker
Concourse Financial Group Advisors
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Edward JonesBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.