David Dudek
David Dudek is a registered investment advisor at Charles Schwab & CO., INC., based in Appleton, WI, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
1871 N. Casaloma Drive, Appleton, WI, 54913-7980
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2013Other Business Activities
David is a board member for the University of Wisconsin-Green Bay Charles Schwab Foundation Center for Financial Wellness Advisory Board. He spends minimal time increasing awareness of personal finance through engagement with the University, student population, and local community.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Noble Capital Management, INC.
Noble International Investments, INC.Broker
Sii Investments, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.