Stanley Szafran is a registered investment advisor at Szafran Capital Management, LLC, based in Rowlett, TX, with 24 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 16 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are for Equity / Balanced Investment Objectives. For Fixed Income Investment Objectives: - First $500,000: 1.00% - Next $500,000: 0.75% - Next $2,000,000: 0.60% - Over $3,000,000: 0.50%
Fee Estimator
Location
Rowlett, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stanley works full-time as the Director of Trust Investments for Service Corporation International (SCI) and as the Vice President and Director of Trust Advisors, Inc (TAI), a wholly-owned subsidiary of SCI. His responsibilities include management of TAI, analysis and oversight of investment managers, trust operations, trustee and related vendor relations.
Employment History
Current Registrations
Szafran Capital Management, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
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