Amy Thompson
Amy Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Prospect, IL, with 25 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
148 Randhurst Village Dr, Ste 222, Mount Prospect, IL, 60056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy is a CPA at Weiss & Thompson, PC, providing tax and accounting services since 2001. This takes about a quarter of her time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations8 states
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