Ernest Cox
Ernest Cox is a registered investment advisor at Independent Financial Group, LLC, based in Indio, CA, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Indio, CA
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2016Customer Dispute
July 2016Customer Dispute
July 2016Customer Dispute
September 2015Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Fortune Financial Services, INC.Broker
NFP Advisor Services, LLCBroker
NFP Advisor Services, LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.