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Greg Bauer

25 Years of Experience
West Nyack, NY
1 DisclosureBroker

Greg Bauer is a registered investment advisor at Wells Fargo Advisors, based in West Nyack, NY, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2 Crosfield Ave, Ste 105, West Nyack, NY, 10994

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Other Business Activities

Greg owns rental property and is a co-trustee for multiple 401(k) plans, including his own, Client Centric Advisors' plan, and a plan for two associates. These activities require minimal time commitment.

Employment History
Current Registrations
Wells Fargo Advisors
June 2013 - Present · 12 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2001 - April 2013 · 12 yrs 2 mos
State Registrations10 states
CACTFLGANCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Greg Bauer - Financial Advisor | TrueAdvisor