Robert Caldwell is a CFP-designated registered investment advisor, based in Brentwood, TN, with 24 years of industry experience.
Location
5314 Maryland Way, Ste. 300, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is an advisory board member for Mercy Community Health, a clinic providing healthcare to insured, uninsured, and Medicare patients. He dedicates minimal time to this community service and earns no income from it.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
Trustcore Financial Services, LLC
Trustcore Investments LLCBroker
Wiley Bros.-Aintree Capital, LLC
Wiley Bros.-Aintree Capital, LLCBroker
Balentine & Company of Tennessee
Balentine & Company
Balentine & CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.