Chanell Carter is a registered investment advisor, based in Des Moines, IA, with 23 years of industry experience.
Location
711 High St, Des Moines, IA, 50392
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chanell owns mineral rights and receives passive income, dedicating minimal time to this activity. Chanell is also a partner/owner in CSW Properties, managing and renting out rental properties, and this takes a few hours per week.
Employment History
Current Registrations
Principal Funds Distributor, INC.
Principal Funds Distributor, INC.Broker
Principal Securities, INC.
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Aig Capital Services, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Invesco Aim Private Asset Management, INC.
Invesco Aim Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.