Guy Woolley
Guy Woolley is a registered investment advisor at Freedom Capital Management, INC., based in Mill Valley, CA, with 25 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management. Their firm serves 45 clients with $12M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Mill Valley, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Guy is the owner of Freedom Capital Management Inc, an investment-related business. He is also a licensed insurance agent for occasional client needs.
Employment History
Current Registrations
Freedom Capital Management, INC.
Previous Registrations
Freedom Capital Management, INC.
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.