Karla Thompson is a registered investment advisor, based in San Diego, CA, with 13 years of industry experience.
Location
655 W Broadway12th Fl, San Diego, CA, 92101
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Regulatory History (1)
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Customer Dispute
July 2021Withdrawn
Employment History
Current Registrations
Cetera Advisors LLCBroker
October 2025 - Present · 9 mos
Cetera Investment Advisers LLC
October 2025 - Present · 9 mos
Cetera Financial Specialists LLCBroker
October 2025 - Present · 9 mos
Cetera Wealth Services, LLCBroker
October 2025 - Present · 9 mos
Cetera Investment Services LLCBroker
October 2025 - Present · 9 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
August 2018 - July 2025 · 6 yrs 11 mos
Cuso Financial Services, L.P.
August 2018 - July 2025 · 6 yrs 11 mos
Chalice Capital Partners, LLCBroker
April 2018 - August 2018 · 4 mos
Chalice Wealth Advisors
January 2018 - August 2018 · 7 mos
Niagara International Capital LimitedBroker
July 2017 - April 2018 · 9 mos
Independent Financial Group, LLC
April 2015 - July 2017 · 2 yrs 3 mos
Independent Financial Group, LLCBroker
October 2013 - July 2017 · 3 yrs 9 mos
Girard Securities, INC.Broker
July 2012 - October 2013 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.