AS
AS

Aaron Lee Smith

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

11611 N. Meridian Street, Suite 300, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron works as a Financial Support Associate for Market Share, Inc., dedicating full-time hours to supporting advisors under the OSJ. He also works as an Insurance Agent for Market Share Inc - Fixed Insurance, and assists advisors with client support for MSF Advisors, spending a few hours per week on each of these roles.

Employment History
Current Registrations
Osaic Wealth, INC.
February 2025 - Present · 1 yr
Osaic Wealth, INC.Broker
February 2025 - Present · 1 yr
Previous Registrations
LPL Enterprise, LLCBroker
November 2024 - February 2025 · 3 mos
LPL Enterprise, LLC
November 2024 - February 2025 · 3 mos
Pruco Securities, LLC.Broker
March 2024 - November 2024 · 8 mos
Prudential Financial Planning Services
March 2024 - November 2024 · 8 mos
Charles Schwab & CO., INC.Broker
January 2022 - January 2024 · 2 yrs
Charles Schwab & CO., INC.
January 2022 - January 2024 · 2 yrs
TD Ameritrade, INC.
February 2018 - October 2022 · 4 yrs 8 mos
TD Ameritrade, INC.Broker
February 2018 - December 2023 · 5 yrs 10 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2023 · 5 yrs 7 mos
Scottrade Investment Management
March 2017 - February 2018 · 11 mos
Scottrade, INC.Broker
May 2012 - February 2018 · 5 yrs 9 mos
Scottrade, INC.Broker
February 2002 - July 2010 · 8 yrs 5 mos
Edward JonesBroker
February 2001 - May 2001 · 3 mos
State Registrations1 state
IN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.