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Carlisle Moore

25 Years of Experience
Rock Hill, SC
Broker

Carlisle Moore is a registered investment advisor at Cetera Investment Advisers LLC, based in Rock Hill, SC, with 25 years of industry experience. Carlisle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

325 S Oakland Ave Ste 101, Rock Hill, SC, 29730

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carlisle is the finance chair for Oakland Ave Presbyterian Church and a board member for Westminster Towers retirement community. He also owns Clarke Moore Financial Associates LLC and is a part-time CPA employee for Moore and Moore CPA, spending about 10-20% of his time at each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2012 - June 2023 · 11 yrs 3 mos
State Registrations5 states
FLNCNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carlisle Moore - Financial Advisor | TrueAdvisor