Fernando Patron is a registered investment advisor, based in New Orleans, LA, with 25 years of industry experience.
Location
400 Pydras Street, Suite 100, New Orleans, LA, 70130
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Fernando works as a wealth advisor/private banker at Regions Bank, assisting clients with non-investment banking products. He also owns a rental property.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLCBroker
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLC
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2009 - August 2015 · 5 yrs 10 mos
Ameriprise Financial Services, INC.
October 2009 - August 2015 · 5 yrs 10 mos
Ameriprise Advisor Services, INC.
April 2009 - October 2009 · 6 mos
Ameriprise Advisor Services, INC.Broker
April 2009 - October 2009 · 6 mos
Citigroup Global Markets INC.Broker
February 2006 - April 2009 · 3 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
February 2001 - February 2006 · 5 yrs
State Registrations2 states
ALLA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.