NT
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Nicholas Tucker

23 Years of Experience
Troy, MI
Broker

Nicholas Tucker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Troy, MI, with 23 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5440 Corporate Dr Ste 205, Troy, MI, 48098

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas has business ownership and consulting activities, spending about a third of his time on these endeavors. He also serves as Vice-President/Dock & Beach Director for Tucker, dedicating a few hours per week to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2010 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
March 2006 - Present · 20 yrs 4 mos
Ameriprise Financial Services, LLCBroker
March 2006 - Present · 20 yrs 4 mos
Previous Registrations
American Express Financial Advisors INC.Broker
January 2001 - November 2004 · 3 yrs 10 mos
Ids Life Insurance CompanyBroker
January 2001 - November 2004 · 3 yrs 10 mos
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.