Kelly Compton is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 25 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
211 N Loop 1604 E, Suite 165, San Antonio, TX, 78232
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2014Customer Dispute
July 2014Other Business Activities
Kelly is involved in three outside business activities. She spends minimal time on real estate rental and being a business owner, and nearly full-time as a DBA for LPL business.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Kelly Compton Investments LLC
Satx Wealth Management LLC
Wunderlich Securities, INC.
Alamo Asset Advisors
Wachovia Securities Financial Network, LLC
Morgan Stanley
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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