Kelly Compton
Kelly Compton is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
211 N Loop 1604 E, Suite 165, San Antonio, TX, 78232
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2014Customer Dispute
July 2014Other Business Activities
Kelly is involved in three outside business activities. She spends minimal time on real estate rental and being a business owner, and nearly full-time as a DBA for LPL business.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Kelly Compton Investments LLC
Satx Wealth Management LLC
Wunderlich Securities, INC.
Alamo Asset Advisors
Wachovia Securities Financial Network, LLC
Morgan Stanley
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.