DL
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David Lee
23 Years of Experience
Arcadia, CA
1 DisclosureBroker
David Lee is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Arcadia, CA, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
101 E Foothill Blvd, Arcadia, CA, 91006
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2016Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
November 2014 - Present · 11 yrs 8 mos
U.S. Bancorp Advisors, LLC
November 2014 - Present · 11 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2014 · 2 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2014 · 2 yrs 2 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
June 2008 - May 2009 · 11 mos
Wamu Investments, INC.Broker
October 2004 - May 2009 · 4 yrs 7 mos
Intersecurities, INC.Broker
October 2002 - September 2004 · 1 yr 11 mos
Next Financial Group, INC.Broker
April 2002 - October 2002 · 6 mos
State Registrations10 states
AZCAGAMINCNVRITXUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.