Kenneth Patton is a registered investment advisor at Osaic Wealth, INC., based in Orlando, FL, with 25 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3300 S. Hiawassee Road, Suite 103, Orlando, FL, 32835
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is a partner/owner of Apex Wealth Management LLC, providing financial services including investments and insurance, dedicating full-time hours to this. He also works as an individual producer for multiple fixed insurance carriers, spending minimal time advising clients on life and health insurance, and owns KW Patton CPA LLC, spending a few hours per week on tax returns and bookkeeping.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Equity Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.