DJ
DJ

Dennis Jackson

24 Years of Experience
Broadview Heights, OH
1 DisclosureBroker

Dennis Jackson is a registered investment advisor at LPL Financial LLC, based in Broadview Heights, OH, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

20 Eagle Valley Court, Broadview Heights, OH, 44147

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Denied
Other Business Activities

Dennis owns rental real estate properties and a sailboat rental business. He also operates under the DBA Dennis C Jackson Agency for his LPL business and provides legal services through Dennis C Jackson Co LPA, dedicating a significant portion of his time to this endeavor.

Employment History
Current Registrations
LPL Financial LLC
May 2020 - Present · 6 yrs
LPL Financial LLCBroker
May 2020 - Present · 6 yrs
Previous Registrations
Securities America Advisors, INC.
September 2013 - May 2020 · 6 yrs 8 mos
Securities America, INC.Broker
September 2013 - May 2020 · 6 yrs 8 mos
Invest Financial Corporation
July 2009 - September 2013 · 4 yrs 2 mos
Invest Financial CorporationBroker
November 2008 - September 2013 · 4 yrs 10 mos
Questar Capital CorporationBroker
June 2005 - November 2008 · 3 yrs 5 mos
Legacy Financial Services, INC.Broker
December 2001 - June 2005 · 3 yrs 6 mos
Prime Capital Services, INC.Broker
October 2001 - October 2001 · 0 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.