Ryan Souligny
Ryan Souligny is a registered investment advisor at RBC Capital Markets, LLC, based in Franktown, CO, with 25 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Franktown, CO
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
January 2014Customer Dispute
April 2010Criminal
May 2009Customer Dispute
August 2008Customer Dispute
April 2004Other Business Activities
Ryan is a partner and author at Soulenterprises LLC, dedicating about 10-20% of his time to this role. He also owns Soulwavz, LLC, a music production business, and is a partner at Associated Microbreweries, LTC, a restaurant/brewery, dedicating minimal time to each.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.