Thomas Davies
Thomas Davies is a registered investment advisor at Davies Wealth Management LLC, based in Stuart, FL, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 120 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.50% |
| $500K+ | 1.00% |
Fees may be negotiable based on prior relationships and related account holdings.
Fee Estimator
Location
684 SE Monterey Road, Stuart, FL, 34994
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2010Other Business Activities
Thomas works as a communications controller at Bank Atlantic Center for the Florida Panthers hockey team. This non-investment related activity takes about 10-20% of his time outside of the office.
Employment History
Current Registrations
Davies Wealth Management LLC
Previous Registrations
Morgan Stanley & CO. Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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