Thomas Davies
Thomas Davies is a registered investment advisor at Davies Wealth Management LLC, based in Stuart, FL, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 70 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.50% |
| $500K+ | 1.00% |
Advisory fees may be negotiable based upon prior relationships as well as related account holdings.
Fee Estimator
Location
684 SE Monterey Road, Stuart, FL, 34994
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2010Other Business Activities
Thomas works as a communications controller at Bank Atlantic Center for the Florida Panthers hockey team. This non-investment related activity takes about 10-20% of his time outside of the office.
Employment History
Current Registrations
Davies Wealth Management LLC
Previous Registrations
Morgan Stanley & CO. Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.