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Michael Farley

25 Years of Experience
Eagan, MN
BrokerSells Insurance

Michael Farley is a registered investment advisor, based in Eagan, MN, with 25 years of industry experience.

Location

880 Blue Gentian Road, Suite 180, Eagan, MN, 55121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is the owner and president of Farley Financial Partners, Inc., spending full-time hours on this role. He also volunteers at St. Thomas Academy and works as an insurance agent for Farley Financial Partners, Inc., dedicating minimal time to each.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
November 2015 - November 2020 · 5 yrs
First Allied Advisory Services, INC.
July 2012 - November 2015 · 3 yrs 4 mos
First Allied Securities, INC.
January 2011 - July 2012 · 1 yr 6 mos
First Allied Securities, INC.Broker
February 2007 - September 2022 · 15 yrs 7 mos
United Securities Alliance, INC.Broker
August 2004 - February 2007 · 2 yrs 6 mos
Sii Investments, INC.Broker
March 2001 - August 2004 · 3 yrs 5 mos
State Registrations18 states
AZCACOCTFLIAILMDMNMONCNDNJOHPASCWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Farley - Financial Advisor | TrueAdvisor