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Andrew Mercer

Stratos Wealth Partners, LTD
24 Years of Experience
Frederick, MD
Broker
View SEC Summary
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Andrew Mercer is a registered investment advisor at Stratos Wealth Partners, LTD, based in Frederick, MD, with 24 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.

Stratos Wealth Partners, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
384 advisors
Number of Clients
25,391 clients
Average Client Portfolio
$734K average
Assets Under Management
$18.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Westview Village, 5100 Buckeystown Pike, Suite 245, Frederick, MD, 21704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is affiliated with Stratos Wealth Partners as an IAR and LPL business, dedicating full-time hours to securities trading and investment advisory services. He also owns BPM, LLC (a pass-through entity) and 1772 Productions LLC, and is a notary in Maryland, spending about 10-20% of his time on the latter LLC.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
February 2016 - Present · 10 yrs 8 mos
LPL Financial LLCBroker
September 2007 - Present · 19 yrs 1 mo
Previous Registrations
Stratos Wealth Partners, LTD
February 2016 - February 2016 · 0 mos
LPL Financial LLC
September 2007 - December 2016 · 9 yrs 3 mos
Uvest Financial Services Group, INC.
May 2004 - October 2007 · 3 yrs 5 mos
Uvest Financial Services Group, INC.Broker
August 2002 - October 2007 · 5 yrs 2 mos
Vanguard Marketing CorporationBroker
February 2001 - July 2001 · 5 mos
State Registrations27 states
ARCACODCDEFLGAIAIDINLAMAMDMIMTNCNHNJNMNYOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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