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Saroj Kasturi

Ameriprise Financial Services, LLC
24 Years of Experience
Palm Coast, FL
1 DisclosureBroker
View SEC Summary
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Saroj Kasturi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Palm Coast, FL, with 24 years of industry experience. Saroj is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Florida Park Drive N, Ste D, Palm Coast, FL, 32137

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Saroj owns multiple commercial real estate properties, some investment-related and some not. Saroj also owns Saroj Kasturi PA to manage their Ameriprise office, is involved with music through Golarwash Labs and Records LLC and Quantum Tree Music Studios LLC, co-owns Daytona Beach Drum Center, and is a board member of Kasturi.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2005 - Present · 20 yrs 11 mos
Ameriprise Financial Services, LLC
June 2003 - Present · 23 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2003 - Present · 23 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 2003 - July 2006 · 3 yrs 1 mo
American Express Financial Advisors INC.Broker
March 2001 - July 2002 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
March 2001 - July 2002 · 1 yr 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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