Mohammad Sarhan
Mohammad Sarhan is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 21 years of industry experience. Mohammad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
1230 Avenue of the Americas Flr 3, New York, NY, 10020
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2023Customer Dispute
May 2020Customer Dispute
March 2020Other Business Activities
Mohammad is an adjunct faculty member at New York University and an owner/partner in Get In Guru LLC, an educational guidance company. He also owns rental property and a cufflink business, dedicating minimal time to these ventures.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Investec Ernst & CompanyBroker
Investec Ernst & CompanyBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.